The Compass for your legal and regulatory Expeditions.

Legal, Compliance & Risk

Our LCR offers comprehensive services in the areas of Legal, Compliance & Risk. Legal support begins with the formation of a partner company and extends to the clarification of legal issues that arise during ongoing business operations - including contact with the authorities, offices and the audit department. When it comes to compliance, the LCR acts as the internal money laundering specialist for the partner companies and is always available to you as a point of contact for all compliance concerns.

Our range of services at a glance:

  • Company law (incorporations, relocation of registered offices, capital increases and decreases, liquidations, etc.)

  • Legal support and advice, especially in stock corporation law, corporate, trademark, contract and employment law, including drafting and review of contracts

  • Execution of FINMA approval procedures and related reporting and publication obligations

  • Contact point for authorities and administrative offices (notary's offices, commercial registry offices, etc.)

  • Provision and ongoing adaptation of sample documents (management and consulting contract, forms, customer profile, risk profile, etc.)

  • Internal money laundering unit for Aquila and its partners

  • Compliance management

  • Advising and supporting the partner companies in the implementation of regulatory requirements

  • Advice and support on cross-border issues based on country manuals

  • Monitoring of regulatory developments and information to the partner companies

  • Conducting compliance reviews at partner companies

  • Coordination of the regulatory audit by the audit firm

  • Regular compliance training

  • Risk Control and Risk Management

FAQ

As an Aquila partner, unlike other external asset managers, I report directly to FINMA and not to a supervisory organization. Will I therefore be monitored more closely?

You can find all the answers in our FAQ area.

Domicile address

Aquila AG
Bahnhofstrasse 43
CH-8001 Zurich
Phone: +41 58 680 60 00

Postal address

Aquila AG
PO Box,
CH-8022 Zurich